Last updated: April 9, 2026
Part 500 Filing provides compliance documentation preparation services for entities subject to NYDFS 23 NYCRR Part 500. We prepare customized compliance documents based on information you provide through our intake questionnaire.
This is a documentation preparation service, not legal advice. We are not attorneys, and nothing in our service constitutes legal counsel. The documents we prepare are compliance documentation customized to your business information to support your NYDFS Part 500 filing. We recommend consulting with a qualified attorney for legal interpretation of NYDFS regulations specific to your situation.
Delivery timelines begin when the intake questionnaire is fully completed and submitted — not from the time of purchase. Your compliance package will be delivered to the email address provided in your intake form.
Payment is collected at the time of purchase via Stripe. All prices are in US dollars. Payment is required before access to the intake questionnaire is provided.
The compliance documents we prepare are based entirely on information you provide through the intake questionnaire. You are responsible for the accuracy and completeness of the information submitted. We are not responsible for compliance gaps, regulatory issues, or enforcement actions resulting from inaccurate or incomplete information.
Part 500 Filing is a documentation preparation service. We do not guarantee regulatory compliance, approval, or immunity from enforcement actions. Our documents support your compliance efforts by providing properly structured documentation customized to your business.
In no event shall our total liability exceed the amount you paid for your compliance package.
Upon delivery and payment in full, you receive a non-exclusive, perpetual license to use the compliance documents we prepare for your business purposes, including filing with NYDFS. You may not resell, redistribute, or provide our documents as a service to others.
Questions about these terms: [email protected]